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X-WR-CALNAME:Montgomery McCracken Walker & Rhoads LLP
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X-WR-CALDESC:Events for Montgomery McCracken Walker & Rhoads LLP
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DTSTART;TZID=America/New_York:20171102T090000
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SUMMARY:2017 Securities Litigation & Regulatory Update
DESCRIPTION:Montgomery McCracken attorney Terrance James Reilly will be presenting at the Philadelphia Bar Association on November 2\, 2017 on the 2017 Securities Litigation & Regulatory Update. The CLE program is co-hosted by the Philadelphia Bar Association Securities Regulations Committee and the New Jersey Bar Association Securities Law Committee. Terry is a course planner and co-moderator on the panel “Investment Adviser/Investment Company Current Events.” \nJoin colleagues from both sides of the Delaware River for an annual update in securities litigation and regulatory practice with a full-day program that explores and profiles significant developments and trends in securities laws. \nProgram Schedule\nProgram Introduction and Overview \nKatayun I. Jaffari\, Esq.\, Ballard Spahr LLP \nBroker-Dealer Current Events \nDenis C. Dice\, Esq.\, Marshall Dennehey Warner Coleman & Goggin\, P.C.\nRobert Usinger\, Esq.\, Assistant V.P. \, Financial Institutions\, One Beacon Insurance Group\nJoel M. Wertman\, Esq.\, Winget\, Spadafora and Schwartzberg\, LLP\nDouglas A. Wright\, Chief Compliance Office\, The Investment Center\, Inc. \nInvestment Adviser/Investment Company Current Events \nTerry Reilly\, Esq.\, Montgomery McCracken Walker & Rhoads LLP\nJennifer L. Rodriguez\, Esq.\, Chief Compliance Officer\, Toews Corporation\, Northfield\, NJ \nCorporation Finance Update \nPeter A. Jaslow\, Esq.\, Ballard Spahr LLP\nKorey Pirouz\, Esq.\, Assistant General Counsel\, AmerisourceBergen Corporation \nElizabeth Wideman\, Esq.\, Senior Deputy General Counsel\, Comcast Corporation  \nHear from the Regulators \nRichard A. Levan\, Esq.\, Levan Legal\, LLC\nSuzanne C. Abt\, Esq.\, Senior Counsel\, U.S. Securities and Exchange Commission\nRobert B. Kaplan\, Esq.\, Vice President and District Director\, Financial Industry Regulatory Authority (FINRA)\nAmy G. Kopleton\, Esq.\, Deputy Chief\, New Jersey Bureau of Securities\, Division of Consumer Affairs \nScott A. Lane\, Esq.\, Senior Deputy Chief Counsel\, PA Department of Banking and Securities\, Office of Chief Counsel \nEthics: Whistleblowing General Counsel \nWilliam Despo\, Esq.\, Despo Law Group\nPaul T. Chryssikos\, Esq.\, Vice President\, Regulatory & Litigation Counsel\, Lincoln Financial Group\nProfessor\, Jacob H. Russell\, Assistant Professor\, Rutgers Law School\nFrederick D. Lipman\, Esq.\, Partner\, Blank Rome LLP \nCredits: 4 SUB/1 ETH \nRegister
URL:https://www.mmwr.com/event/2017-securities-litigation-regulatory-update/
LOCATION:Philadelphia Bar Association 11th Floor Conference Center\, 1101 Market Street\, Philadelphia\, PA\, 19107\, United States
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