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2017 Securities Litigation & Regulatory Update
November 2, 2017 @ 9:00 am - 3:00 pm
Montgomery McCracken attorney Terrance James Reilly will be presenting at the Philadelphia Bar Association on November 2, 2017 on the 2017 Securities Litigation & Regulatory Update. The CLE program is co-hosted by the Philadelphia Bar Association Securities Regulations Committee and the New Jersey Bar Association Securities Law Committee. Terry is a course planner and co-moderator on the panel “Investment Adviser/Investment Company Current Events.”
Join colleagues from both sides of the Delaware River for an annual update in securities litigation and regulatory practice with a full-day program that explores and profiles significant developments and trends in securities laws.
Program Schedule
Program Introduction and Overview
Katayun I. Jaffari, Esq., Ballard Spahr LLP
Broker-Dealer Current Events
Denis C. Dice, Esq., Marshall Dennehey Warner Coleman & Goggin, P.C.
Robert Usinger, Esq., Assistant V.P. , Financial Institutions, One Beacon Insurance Group
Joel M. Wertman, Esq., Winget, Spadafora and Schwartzberg, LLP
Douglas A. Wright, Chief Compliance Office, The Investment Center, Inc.
Investment Adviser/Investment Company Current Events
Terry Reilly, Esq., Montgomery McCracken Walker & Rhoads LLP
Jennifer L. Rodriguez, Esq., Chief Compliance Officer, Toews Corporation, Northfield, NJ
Corporation Finance Update
Peter A. Jaslow, Esq., Ballard Spahr LLP
Korey Pirouz, Esq., Assistant General Counsel, AmerisourceBergen Corporation
Elizabeth Wideman, Esq., Senior Deputy General Counsel, Comcast Corporation
Hear from the Regulators
Richard A. Levan, Esq., Levan Legal, LLC
Suzanne C. Abt, Esq., Senior Counsel, U.S. Securities and Exchange Commission
Robert B. Kaplan, Esq., Vice President and District Director, Financial Industry Regulatory Authority (FINRA)
Amy G. Kopleton, Esq., Deputy Chief, New Jersey Bureau of Securities, Division of Consumer Affairs
Scott A. Lane, Esq., Senior Deputy Chief Counsel, PA Department of Banking and Securities, Office of Chief Counsel
Ethics: Whistleblowing General Counsel
William Despo, Esq., Despo Law Group
Paul T. Chryssikos, Esq., Vice President, Regulatory & Litigation Counsel, Lincoln Financial Group
Professor, Jacob H. Russell, Assistant Professor, Rutgers Law School
Frederick D. Lipman, Esq., Partner, Blank Rome LLP
Credits: 4 SUB/1 ETH