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2017 Securities Litigation & Regulatory Update

November 2, 2017 @ 9:00 am - 3:00 pm

Montgomery McCracken attorney Terrance James Reilly will be presenting at the Philadelphia Bar Association on November 2, 2017 on the 2017 Securities Litigation & Regulatory Update. The CLE program is co-hosted by the Philadelphia Bar Association Securities Regulations Committee and the New Jersey Bar Association Securities Law Committee. Terry is a course planner and co-moderator on the panel “Investment Adviser/Investment Company Current Events.”

Join colleagues from both sides of the Delaware River for an annual update in securities litigation and regulatory practice with a full-day program that explores and profiles significant developments and trends in securities laws.

Program Schedule

Program Introduction and Overview

Katayun I. Jaffari, Esq.Ballard Spahr LLP

Broker-Dealer Current Events

Denis C. Dice, Esq.Marshall Dennehey Warner Coleman & Goggin, P.C.
Robert Usinger, Esq.Assistant V.P. , Financial Institutions, One Beacon Insurance Group
Joel M. Wertman, Esq.Winget, Spadafora and Schwartzberg, LLP
Douglas A. WrightChief Compliance Office, The Investment Center, Inc.

Investment Adviser/Investment Company Current Events

Terry Reilly, Esq.Montgomery McCracken Walker & Rhoads LLP
Jennifer L. Rodriguez, Esq.Chief Compliance Officer, Toews Corporation, Northfield, NJ

Corporation Finance Update

Peter A. Jaslow, Esq.Ballard Spahr LLP
Korey Pirouz, Esq.Assistant General Counsel, AmerisourceBergen Corporation 
Elizabeth Wideman, Esq.Senior Deputy General Counsel, Comcast Corporation 

Hear from the Regulators

Richard A. Levan, Esq.Levan Legal, LLC
Suzanne C. Abt, Esq.Senior Counsel, U.S. Securities and Exchange Commission
Robert B. Kaplan, Esq.Vice President and District Director, Financial Industry Regulatory Authority (FINRA)
Amy G. Kopleton, Esq.Deputy Chief, New Jersey Bureau of Securities, Division of Consumer Affairs 
Scott A. Lane, Esq.Senior Deputy Chief Counsel, PA Department of Banking and Securities, Office of Chief Counsel

Ethics: Whistleblowing General Counsel

William Despo, Esq.Despo Law Group
Paul T. Chryssikos, Esq.Vice President, Regulatory & Litigation Counsel, Lincoln Financial Group
Professor, Jacob H. RussellAssistant Professor, Rutgers Law School
Frederick D. Lipman, Esq.Partner, Blank Rome LLP

Credits: 4 SUB/1 ETH


November 2, 2017
9:00 am - 3:00 pm


Philadelphia Bar Association 11th Floor Conference Center
1101 Market Street
Philadelphia,PA19107United States
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