SEC Enforcement Measures to Change for 2018
April 13, 2018
Philadelphia Bar Reporter
Types : Bylined Articles
With the significant 2017 Securities and Exchange Commission enforcement results, practitioners should understand SEC enforcement trends what to expect from the SEC in the coming year. The Business Law Section’s Securities Regulation Committee kicked off their 2018 programming by hosting a Philadelphia Bar Association CLE titled “SEC Enforcement Developments” on Feb. 28 Panelists included Kelly L. Gibson, associate regional director for the SEC Division of Enforcement; Jay A. Dubow, partner at Pepper Hamilton LLP; and Richard A. Levan of Levan Legal, LLC.
To view the full article in the April issue of the Philadelphia Bar Reporter, please click here. (article starts on page 12 and continues on page 14)