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Current Topics in Investment Company and Investment Adviser Regulation
2017 Securities Litigation & Regulatory Update
2016 Securities Litigation & Regulatory Update
Investment Conflicts Arising Out of Simultaneous Management of Hedge Funds and Private Equity Funds
Top 10 Fund Families Recommended Advisors: 2013
Your Money: Advice So You Can Judge ‘Private Offerings’
SEC Adopts Changes to the Definition of “Qualified Client” Under the Investment Advisers Act of 1940
Dodd-Frank Changes to Investment Adviser Regulation
SEC Adopts New Form ADV, Part 2
Municipal Advisors Must Register By October 1, 2010
Immediate Change in Accredited Investor Requirements
SEC Adopts “Pay to Play” Rules