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Current Topics in Investment Company and Investment Adviser Regulation

December 8, 2017 @ 12:30 pm - 1:30 pm


Montgomery McCracken attorney Terrance James Reilly served as a course planner and co-moderator of a CLE presentation at the Philadelphia Bar Association on Friday, December 8, 2017. The Investment Companies Committee welcomed Mark J. Dowdell, Assistant Regional Director, U.S. Securities and Exchange Commission, who addressed current topics of interest to practitioners in the investment company and investment advisory fields.

Mr. Dowdell offered guidance regarding SEC examination priorities and the focus of Office of Compliance Inspections and Examinations (OCIE) inquiries.

 

Philadelphia Bar Association 11th Floor Conference Center
1101 Market Street
Philadelphia, PA 19107 United States

Phone: 215-238-6349